证券交易商

• Securities dealers , investment advisers , partnerships and representatives rules
  证券交易商投资顾问合伙及代表规则
• Us state laws to protect investor against fraudulent trader in securities
  保护投资者使其免上诈欺性证券交易商当的州法。
• Activities of account executives are overseen by the sec and the nasd
  证券交易委员会和全美证券交易商协会监管经纪人的工作。
• Securities dealers , investment advisers , partnerships and representatives amendment rules 1999
  1999年证券交易商投资顾问合及代表修订规则
• Today nasdaq and nasd have separate managements , boards of directors and chairmen
  如今，纳斯达克与全美证券交易商协会已分离了各自的管理层、董事会和董事长。
• That would allow us to sever all our ties from the nasd and any possible conflict would be eliminated
  那样我们就能切断与全美证券交易商协会的一切关联，并消除一切可能的冲突。
• America ' s national association of securities dealers has filed 358 enforcement actions over annuity sales in the past six years
  全美证券交易商协会在过去6年内做出了358项纪律行动。
• The national association of securities dealers automatic quotation system . it is the largest computerized stock exchange in the world
  纳斯达克全美证券交易商协会自动报价系统。世界上最大的计算机化交易系统。
• The panel discussed the paper on the review on the financial regulatory framework for securities dealers and securities margin finance providers
  事务委员会讨论有关证券交易商及证券保证金融资提供者的财务规管制度检讨的文件。
• The panel discussed the paper on the review on the financial regulatory framework for securities dealers and securities margin finance providers
  事务委员会讨论有关证券交易商及证券保证金融资提供者的财务规管制度检讨的文件。