营业处所

• Ans by law , bond dealers should report confirmed trades to gtsm immediately after trades are executed . then we will gather all the reports from whole bond dealers and publish relative statistic reports or charts
  一债券自营商于其营业处所买卖债券，依规定应于确定成交后迅即将其成交资料向本中心申报，本中心经汇整统计所有债券自营商回报的资讯后，每日制作并公告相关之统计表或行情表。
• Share certificates , certificates of entitlement to new shares , stock share payment certificates and documents of title to any of the securities issued or placed privately by a company that is not listed in a stock exchange or traded in the over - the - counter market
  一)未在证券交易所上市或未在证券商营业处所买卖之公司所发行或私募之股票、新股权利证书、股款缴纳凭证及表明其权利之证书。
• In the efforts to address this issue , provide a legal , secure and transparent market , the securities and futures commission under the ministry of finance asked gretai securities market to embark on the planning for establishment of a market system
  兴柜股票，就是指已经申报上市柜辅导契约之公开发行公司的普通股股票，在还没有上市柜挂牌之前，经过柜台中心依据相关规定核准，先在证券商营业处所议价买卖者而言。
• The following information can be found at gtsm s web site www . gretai . org . tw , securities firms , and market data vendors 1 best bid and asking prices from all market makers 2 info on the most recent executed trade price , volume , and accumulated trading volume
  以上资讯，投资人可从柜台中心网站网址为http : www . gretai . org . tw证券商营业处所资讯公司蕃薯藤网站等即时资讯系统或经由电话洽询证券商营业员等方式，取得这些资讯。
• The regulations on trading and settlement are all listed on " roc over - the - counter securities exchange criteria governing review of securities traded on over - the - counter markets " and investors may search relative regulations by clicking " law inquiries " under gtsm website
  有关债券市场之交易给付结算及管理等具体规定，皆列于证券柜台买卖中心证券商营业处所买卖有价证券业务规则及其他相关法规中，投资人可在本中心网站查询或迳洽本中心。
• Unlike the computerized matching , emerging stocks are traded by negotiation . it begins with the quotation by the recommending securities firms as a reference . investors can entrust a broker to place their orders in the gtsm emerging stock electronic trading system or directly negotiate with the market makers if their order volume exceeds 100 , 000 shares
  投资人可委托证券经纪商将其委托资料输入兴柜股票电脑议价点选系统，与推荐证券商议价交易，经推荐证券商同意后进行点选成交如其每笔交易之数量在十万股含以上，投资人亦得不透过兴柜股票电脑议价点选系统，直接在推荐证券商营业处所与推荐证券商进行议价交易。
• Indemnifies you and your company for sums you would legally have to pay a third party for property damage or bodily injury resulting from your business operations on or in the vicinity of your premises . we also cover expenses such as legal fees inclurred in the event of a claim
  公众责任险第三者责任险保障被保险人因经营业务发生意外事故，在营业处所或其邻近地区造成第三者的财产损失或人身伤亡，依法应由被保险人承担的经济赔偿责任，同时亦负责赔偿事先经本公司书面同意支付的诉讼费用。
• 2 trading market secondary market : the market for investors to trade bonds or for bondholders to sell bonds for cash . recently , bond tradingmainly deals in the otc market , only a few bond trading prosecutes onthe main market . in order to make bond trading more smoothly and safely , gtsm sets up all kinds of regulations to standardize the market
  实务上由于各种类债券几全在证券柜台买卖中心挂牌上柜，加上证券商营业处所议价买卖债券的交易与结算交割法规均系由证券柜台买卖中心所制定，故提到债券店头市场，即系指证券柜台买卖中心的市场。
• Article 23 - 1 a stock exchange shall , at its business premises , provide the commission for its inquiry with all papers , accounting books , lists , records , contracts and relevant examining and proving documents regarding the listing , transaction , monitoring , clearing , settlement and the auditing of the finance and business of a securities firm
  第23 - 1条证券交易所应于营业处所备置所有有关有价证券上市、交易、监视、结算交割及证券商财务业务查核之凭证、单据、帐簿、表册、纪录、契约及相关审查及证明文件，供本会调阅查核。