At last , it talks about the classification , properties and the economic theoretical analysis of the investment banks . chapter two focuses on the investment banking abroad , its development , its services throughout the world and what we can learn from it 首先概述了投资银行的历史发展过程，就此对国际上通行的投资银行业务进行论述，并在其中指出了国际资本市场中投资银行的发展对中国投资银行业的启示。
In the recent years the domestic enterprises " financing demand increase suddenly in the capital market , and the commercial banks have developed the partial investment bank service , and the commercial banks have gone to the vision to the investment banking 加之国内企业在资本市场融资额猛增,商业银行开展部分投资银行业务的政策环境也已具备,各商业银行纷纷把目光投向收益较高、潜力巨大的投资银行业务市场。
Boc will face the competition more directly than other chinese commercial bank for its international bussiness is the most profitable business in chinese , and base on this rightly , boc have more chance to develop and expand compared other chinses commercial bank 同时，中国银行有自身的比较竞争优势，包括a 、港、澳及国外机构网络； b 、外汇业务领域； c 、投资银行业务； d 、国际金融专业人才。这些比较优势是中行生存与发展的关键因素。
With their business concentrating on the traditional international business mainly and just beginning involve financial innovative business and investment banking , china ' s banks , as the bank of the developing country , have few foreign establishments , and possess no monopolizing advantage 作为发展中国家的我国银行，海外分支机构少，其业务也主要集中在传统的国际业务上，对金融创新业务以及投资银行业务等的介入还刚开始，并不具备垄断优势。
We should attach more importance to following channels at present time : broaden monetary market function ; perfect stock mortgage loan ; develop investment institute ; explore investment banking business , including investment funds business channel , insurance business channel and security business channel ; make financial organization renovation . following policy suggestions should be applied : 1 ) perfect the policy environment ; 2 ) treat the problem rationally ; 3 ) implement financial mixed operation system in due time ; 4 ) foster financial market ; 5 ) enhance external supervision ; 6 ) deepen the construction of commercial banks ; 7 ) introduce bank capital into stock market in stages 货币市场和资本市场的不协调发展使证券机构出现制度外与体制外融资或违规操作，必须在两个市场间建立资金和信息对流的宽敞通道，在路径设计上，当前应扩展同业拆借市场、国债回购市场等货币市场渠道功能;完善股票质押贷款，及时推出非券商股票质押贷款，并注重风险防范;大力发展养老基金、保险公司、信托基金等机构投资者，吸收银行资金间接入市;拓展投资银行业务，包括基金、保险业务渠道、券商业务渠道、公司业务渠道;设立证券金融公司或金融控股集团，进行组织制度创新。
Thirdly , through qualitative and quantitative methods , it analyzes the law of organizing mode evolution in investment bank department by the utilization of entropy and dissipative structure theory . finally , on the basis of the above analysis , it constructs an organizing mode of investment bank department in securities company . the focal point of this thesis lies in : it studies the law of organizing mode evolution of investment bank department in securities company , and constructs further an organizing mode of investment bank department to meet the new external environment 论文首先对我国证券公司投资银行业务的外部环境和组织模式现状进行了介绍，指出了目前投资银行部门组织模式存在的问题，同时，论文对国外投资银行组织模式进行了分析和借鉴；其次，论文运用权变理论和资源依附理论对我国证券公司投资银行部门的外部环境进行了分析，得出新环境下投资银行部门组织结构的应对策略；再其次，运用熵理论、耗散结构理论对投资银行部门组织模式演变规律进行了定性和定量分析；最后，在上述分析的基础之上，对目前我国证券公司投资银行部门的组织结构、部门职能、业务流程、激励机制等进行了初步设计。
The author believes that our state - owned commercial banks can establish financial shareholding corporation to realize commercial bank mixing with investment bank in the coming five years after wto entry . this process will be divided into three phases . in other words , banks and securities firms can mutually operate in one financial shareholding corporation on the condition of centralized supervision and separate responsibility 本论文认为，通过成立金融控股公司的形式，在加入wto后的五年过渡期内分三个阶段实现商业银行全面融合投资银行业务，即在统一监管、分工负责的条件下，在一个金融控股公司下实行银行业和证券业并行运作是我国金融业经营的现实选择。
It is emphasized that potential beneficial assets should be explored and investment bank operation methods should be applied to improve the technical level . also , the innovation of disposition methods would maximize the asset withdrawal and minimize the loss of non - performing assets of bank entity 强调挖掘桂林建行实体中有潜在收益能力的资产，运用投资银行业务手段进行处置，以提高实体资产处置的技术含量，并在处置手段上力求创新，以实现资产回收最大化，减少、弥补银行实体中不良资产的损失。
Bank entity ' s business and personal management system must be improved . in order to realize the maximum objective of assets return , we should innovate and apply all kinds of available investment bank business means . at last , prospects are put forward on the thinking of amc ' s retreat from bank entity and amc ' s active function in . the bank entily operation 本文对银行实体资产处置的理论研究与两个案例的实证分析进行了总结，指出银行实体资产处置应遵循一定的处置原则、健全银行实体业务和人事管理体制、强化实体资产处置责任、充分创新运用多种投资银行业务手段实现实体资产回收最大化目标，并对资产管理公司最终退出银行实体企业的多元化思路及实体企业处置运作过程中资产管理公司的积极作用进行了展望。
