投资者权益

• The fouth chapter : how to perfect the protection of investors both in adr and cdr . the fifth chapter : rethink of how to protect the investors , include dr ' s exceed to traditional theory of shareholder ' s rights
  第四章对投资者权益保护的完善- -信托法的保护思路，包括美国存托凭证投资者权益的法律保护；中国存托凭证对投资者权益保护的展望。
• The prosperity and development of securities market largely depend on maintenance of investors " confidence to securities market , which requires holding back illegal acts and protecting investors " lawful rights and interests
  证券市场的繁荣和发展，在很大程度上取决于投资者对市场的信心的维持；而投资者对证券市场的信心的维持，又依赖于对违法违规行为的遏止和对投资者权益的保护和救济。
• With regard to the problems in china , the seriously unbalanced emphasis on administrative liability exists in both legislation and practice , whereas the civil liability which is regarded as the best protection of interest of investors , is virtually in default
  指出我国无论在法律规定方面，还是在实务中，均存在严重的偏重行政责任的现象，而在真正有效保护投资者权益的民事责任方面，几乎是一片空白。
• Nevertheless , there are no provisions of civil liability on how to compensate for the damages of investors which are caused by the insider trading to maintain the fairness , justice and publicity of securities market and to protect the rights and interests of investors
  然而，在内幕交易行为发生后怎样对投资者的损害进行合理的补偿，即建立适当的民事责任制度以维护证券市场的公平、公正、公开原则和保护投资者权益，我国现行法尚付阙如。
• To study about the value of this issue , the author integrates the overseas empirical studies in clarification of positive impact of investor protection on corporate value , development of securities market , financial stability and economic growth
  文中就投资者权益保护的价值问题进行了探讨，结合1990年代以来国外学者对投资者保护进行的大量实证研究，逐一论述了投资者保护对上市公司价值、证券市场发展、金融稳定和经济增长等方面的正面作用。
• Securities investors , who suffer from securities frauds , should have access to justice for damages , the civil litigation for securities tort compensation has the significance for protecting investors " right and interests , and enhancing the surpervision of securities market
  证券民事侵权赔偿诉讼对于保护投资者权益、协助证券市场监管具有重要意义。对其进行的研究在国外资本市场发达的法治国家深受重视，但在国内还是一个比较新的课题。
• Embarking from the incompleteness of the financing contracts , this article considers all the factors influencing the minority investor protection in a contract theory ’ s framework , the factors including law , reputation , market intermediary organs , shareholding structure , and market competition
  本文从融资契约不完全的角度出发,把法律、信誉、市场中介组织、股权结构、市场竞争等影响中小投资者权益保护的因素统一在了契约理论的框架内。
• Many problems concerning the investment funds , this essay is tending to provide a complete view on the investor protection aspect . please do not hesitate to point the omission or mistakes for it may inevitably has some problems in discussing such an broad issue
  投资基金涉及问题众多，每个问题都有很大的研讨空间，而本文意图对投资基金投资者权益保护做一个全景式的介绍，因此在涉及的具体制度方面难免不够细致，对文中的疏漏和不足之处还望不吝指正。
• In the chapter 2 , the author emphasis the two - in - one position of investors as both commissaries and beneficiaries , which is the foundation of investor protection . in chapter 3 , the author analyzed the influences brought by different types of funds to provide a fresh new and broad vista to the problem . the chapter 4 and 5 , respectively , from inside and outside , discusses the related regulations and offers suggestions to solve the existing problems
  在文章的结构上，本文首先介绍了基金的概况和基金投资者权益保护的基本理论；在第二章，本文确认了投资者作为基金信托结构中的委托人和受益人两位一体的身份，这是投资者受到保护的基础；在第三章中，本文分析了基金不同形态对于投资者权益保护的不同影响，希望对我国的基金制度选择提供一个更为全面的视角；第四章及第五章则是分别从内外两个方面对投资者权益保护相关的制度进行了研讨，针对现实中存在的问题提出相应的改进建议。
• China has suffered from its continuing concepts , indication of which is we put too much emphasis on macro aspects of the investor protection , ignoring micro protection concerning the individual . in the system construction is concerned , many provisions monotonously concern the value of safety , neglecting the paralleled importance of efficiency
  而在制度建设方面，虽然很多规定的用意都在于保护投资者的权益，但是考虑的角度比较单一，在确定监管的制度时单纯的强调安全的价值而忽略了效率的价值，如果在脱离效率的情况下片面的强调安全在实践中很难达到保护投资者权益的满意效果。