Supervision of authorized institutions securities and mpf activities in the light of the commencement of the new regulatory regime for the securities industry on 1 april 2003 , the hkma will deploy additional resources to perform its new statutory duties . the new functions will include advising the sfc on the fitness and propriety of ais applying for registration with the sfc , giving consent to ais executive officers who are responsible for directly supervising securities business , maintaining the public register of ais securities staff , and exercising disciplinary sanctions 鉴于新的证券业监管架构将于2003年4月1日生效，金管局将会调配额外资源来履行新的法定职能，其中包括就申请获得证监会注册的认可机构是否符合适当人选的准则向证监会提供意见、就认可机构负责直接监督证监业务的主管人员给予同意、备存认可机构从事证券业务员工的纪录册以供公众查阅，以及执行纪律制裁。
