In this paper , researches on development and operation of sifs aim at three main goals of promoting security markets progress : ( 1 ) hypernormally developing institutional investors most of which are sifs ; ( 2 ) the smooth , steady and scientific of supervisory policies in sifs markets ; ( 3 ) protecting legal benefits of sifs holders 本文对证券投资基金发展及运作的研究是为了达到促进证券市场发展的三大目的： ( 1 )超常规发展以证券投资基金为主的机构投资者； ( 2 )证券投资基金市场监管政策的光滑性、平稳性、科学性； ( 3 )保护证券投资基金持有人的合法权益。
The theoretic frame of the right to know in the business of security trading is expected to be built on the basis of confirming the right to know in security trading , listing the reason of why the small and medium - sized share holders , creditors or foundation holders have the such right to know , making clear the positive meaning that the independent director cherished for the public disclosure , getting into the in - sight specialities of public business information products and non - symmetry and enforcing the main body of the business , the task of public disclosure of the listed companies in particular 通过对中小股东、债权人以及基金持有人知情权权利主体的保护,独立董事享有知情权对信息披露的积极意义;透视营业信息以及非对称性之特征,并强化义务主体,尤其是上市公司的信息披露义务;以期构建起证券交易知情权的理论框架。此外,为投资者恢复在证券交易过程中被剥夺的权利和损失的利益,建立和完善证券交易知情权民事责任制度及其实现机制,从而建立起证券交易知情权的保护体系。
As a result , it is necessary to regulate the behavior of the fund manager by imposing obligation on them , whose fundamental purpose is to prohibit or eliminate the factual or potential conflict of interest between the fund manager and the fund unit holders for a healthy and ordinal operation of the securities market 因此，有必要对基金管理人的管理运作行为进行监管，设定其诚信忠实义务。其根本目的就是禁止或消除基金管理人与基金持有人之间现实的或潜在的利益冲突，以维护证券市场的健康、有序运转。
