Article 132 comprehensive securities firms shall conduct their brokerage business separately from business operated on their own account . the business persons and financial accounts for one type of business shall be kept separate from those for the other type 第一百三十二条综合类证券公司必须将其经纪业务和自营业务分开办理，业务人员财务帐户均应分开，不得混合操作。
Article 142 when handling brokerage business , a securities firm may not accept a client s unlimited authorization to decide on the purchase or sale of securities , choose the types of securities or decide on the quantities to be purchased or sold or the purchase or sales price 第一百四十二条证券公司办理经纪业务，不得接受客户的全权委托而决定证券买卖选择证券种类决定买卖数量或者买卖价格。
Therefore , the most important duty for the securities is no longer to improve the sale department , but should discard the old " sale department " mode and use a new mode " corporation basis " to develop the brokerage business 由此，本文鲜明地指出：传统营业部体制已成为经纪业务发展的羁绊，站在十字路口的经纪业务，所要选择的不是使营业部更臻完善，而是要摒弃营业部体制，立足公司本位制来发展经纪业务。
Herald leader realty has visions and pursues them as true . relying on our experienced brokerage business , innovation and client services , the company will expand to sales , furniture purchase and relocation 结合公司的住宅租赁与设计装修部，汇通利达不动产为您提供资产配置最佳化建议，让客户活用有限的资金进行高收益的投资操作，开发不动产的多面向，随时可以自用、租赁、投资、保值、买卖来面对变化多端的市场。
Through the acquisition , the group is able to secure a team of professional and experienced key staff with first - hand knowledge in the real estate brokerage business of the prc . the group looks forward to achieving synergies from the unit s future collaborations with the other business divisions 主要管理人员的留任效力，让集团对grand panorama业务的顺利交接充满信心，并冀望公司能与集团其他业务部门进一步合作，创造更多协同效益。
The slowdown of the brokerage business , due to the tight trading range in the period , interest rate hikes and cooling market sentiment , was partly offset by the increase of interest earned from margin financing and commission income from underwriting and placing activities 在回顾期内，股票买卖的差价收窄，加上利率持续攀升，市场气氛亦已降温，令证券经纪业务放缓。然而?展借贷的利息收入，以及包销与配售之佣金增加，抵销了证券业务的负面影响。
Article l38 when handling brokerage business , a securities firm shall separately open a securities account and a funds account for a client , and shall manage the securities and funds delivered by the client under separate accounts and truthfully record transactions . it may not make sham entries 第一百三十八条证券公司办理经纪业务，必须为客户分别开立证券和资金帐户，并对客户交付的证券和资金按户分帐管理，如实进行交易记录，不得作虚假记载。
The slowdown of the brokerage business , due to the tight trading range in the period , interest rate hikes and cooling market sentiment , was partly offset by the increase of interest earned from margin financing and commission income from underwriting and placing activities 在回顾期内，股票买卖的差价收窄，加上利率持续攀升，市场气氛亦已降温，令证券经纪业务放缓。然而?展借贷的利息收入，以及包销与配售之佣金增加，抵销了证券业务的负面影响。
Article 142 anyone who violates the provisions of this law , and illegally transacts insurance agent business or insurance brokerage business without an insurance agent license or insurance broker license , shall be subject to action by the financial supervision and regulation department , and forfeiture of illegal gains , and a fine of not less than five , nor more than ten times as much as the illegal gains 第一百四十二条违反本法规定，未取得经营保险代理业务许可证或者经纪业务许可证，非法从事保险代理业务或者经纪业务活动的，由金融监督管理部门予以取缔，没收违法所得，处以违法所得五倍以上十倍以下的罚款。
